We believe that fee-only compensation is the only truly transparent way of being compensated by our clients.

We are strictly fee-only financial advisors.

Of all the fee arrangements available in the industry, this is the one arrangement that benefits our clients the most.

As independent, fee-only advisors, we have taken a fiduciary oath to act at all times and in all circumstances in good faith and in our client’s best interest.

We will not accept commissions, rebates, awards, finder’s fees, bonuses or any other form of compensation given to us in exchange for the purchase by our clients of any investment product.

To learn more about fee structures please explore the tabs below.

A brief discussion of fee structures in the financial services industry today.
Our Fee Schedule: Investment Management Services Annual Fee Schedule

1 % on the first $500,000 of market value*

.75 % on the next $500,000 of market value

.50% for market value in excess of $1,000,000

*The minimum quarterly fee is $875.00*

For the provision of comprehensive investment supervisory services, Andrew J. Fama Asset Management, LLC shall be paid a fee on a quarterly basis in arrears at the basic rate schedule outlined above.

Andrew J. Fama Asset Management, LLC shall be compensated on the basis of the portfolio’s market value on the last calendar day of the month immediately preceding the billing period and not upon the basis of a share of capital gains upon or capital appreciation of the portfolio or any portion of the portfolio of the client.

The Custodian of the Account will deduct this fee from the Account and pay Andrew J. Fama Asset Management, LLC according to the above schedule within 30 days.

Should the Account be cancelled after the end of a billing period but before the end of the next billing period, Andrew J. Fama Asset Management, LLC shall be entitled to the pro-rata share of the fee based on the number of days within the final billing period for which Andrew J. Fama Asset Management, LLC rendered services.

Should the Account be cancelled within the first 365 days following the original execution date of this Agreement, Andrew J. Fama Asset Management, LLC shall be entitled to the minimum annual fee as stated below.

There is a minimum annual fee of $3,500 on all accounts set up under this program.

There may be separate transaction costs charged by the Custodian in order to purchase mutual funds into the account. These are determined based upon the particular fund’s no transaction fee plan.

There is no separate IRA custodian fee. Minimum deposits are based on Andrew J. Fama Asset Management, LLC minimum requirements, and minimum deposits required by the respective funds.

I understand and accept the above fee structure and authorize the quarterly fee to be debited directly from my account. There is a minimum quarterly fee of $875 under this program.
FAQs About Our Advisory Fees

We believe that fee-only compensation is the only truly transparent way of being compensated by our clients.

We are strictly fee-only financial advisors.

Of all the fee arrangements available in the industry, this is the one arrangement that benefits our clients the most.

As independent, fee-only advisors, we have taken a fiduciary oath to act at all times and in all circumstances in good faith and in our client’s best interest.

We will not accept commissions, rebates, awards, finder’s fees, bonuses or any other form of compensation given to us in exchange for the purchase by our clients of any investment product.

To learn more about fee structures please explore the tabs below.

Investment Management Services Annual Fee Schedule

1 % on the first $500,000 of market value*

.75 % on the next $500,000 of market value

.50% for market value in excess of $1,000,000

*The minimum quarterly fee is $875.00*

For the provision of comprehensive investment supervisory services, Andrew J. Fama Asset Management, LLC shall be paid a fee on a quarterly basis in arrears at the basic rate schedule outlined above.

The Custodian of the Account will deduct this fee from the Account and pay Andrew J. Fama Asset Management, LLC according to the above schedule within 30 days.

Should the Account be cancelled within the first 365 days following the original execution date of this Agreement, Andrew J. Fama Asset Management, LLC shall be entitled to the minimum annual fee as stated below.

There is a minimum annual fee of $3,500 on all accounts set up under this program.

There may be separate transaction costs charged by the Custodian in order to purchase mutual funds into the account. These are determined based upon the particular fund’s no transaction fee plan.

There is no separate IRA custodian fee. Minimum deposits are based on Andrew J. Fama Asset Management, LLC minimum requirements, and minimum deposits required by the respective funds.

I understand and accept the above fee structure and authorize the quarterly fee to be debited directly from my account. There is a minimum quarterly fee of $875 under this program.

The minimum quarterly fee is $875.00